| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,575,012 | $23.1m | 1.1% |
| Karpus Management, Inc. | 2,031,479 | $18.2m | 0.5% |
| Advisors Asset Management, Inc. | 1,652,372 | $14.8m | 0.2% |
| GUGGENHEIM CAPITAL LLC | 1,180,693 | $10.6m | 0.1% |
| TORONTO DOMINION BANK | 1,157,410 | $10.4m | 0.0% |
| Matisse Capital | 848,717 | $7.6m | 3.0% |
| Saba Capital Management, L.P. | 725,010 | $6.5m | 0.2% |
| Almitas Capital LLC | 710,604 | $6.4m | 1.5% |
| ROBINSON CAPITAL MANAGEMENT, LLC | 637,256 | $5.7m | 2.5% |
| Hennion & Walsh Asset Management, Inc. | 538,721 | $4.8m | 0.1% |
| Logan Stone Capital, LLC | 476,434 | $4.3m | 0.9% |
| MORGAN STANLEY | 434,930 | $3.9m | 0.0% |
| LPL Financial LLC | 422,807 | $3.8m | 0.0% |
| SIT INVESTMENT ASSOCIATES INC | 421,952 | $3.8m | 0.1% |
| Williams & Novak, LLC | 365,198 | $3.3m | 2.2% |
| Altium Capital Management LLC | 333,093 | $3.0m | 6.3% |
| WHITEBOX ADVISORS LLC | 284,471 | $2.6m | 0.0% |
| Bank of New York Mellon Corp | 246,042 | $2.2m | 0.0% |
| FIRST FOUNDATION ADVISORS | 223,993 | $2.0m | 0.1% |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 201,590 | $1.8m | 0.1% |
| Professional Financial Management, Inc. | 200,576 | $1.8m | 1.8% |
| MELFA WEALTH MANAGEMENT, INC. | 193,424 | $1.7m | 0.9% |
| Thomas J. Herzfeld Advisors, Inc. | 185,469 | $1.7m | 0.5% |
| Fiera Capital Corp | 174,853 | $1.6m | 0.0% |
| Rockefeller Capital Management L.P. | 165,869 | $1.5m | 0.0% |