RIV institutional holders

RIVERNORTH OPPORTUNITIES FD · 13F, 2026Q2

Managers holding60
Shares held9,592,988
Reported value$111.9m
Quarter flows10 new, 21 added, 16 trimmed, 7 exited

Top 25 holders

ManagerSharesValue% of manager's 13F
SIT INVESTMENT ASSOCIATES INC2,488,022$29.0m0.6%
MORGAN STANLEY1,868,969$21.8m0.0%
Penserra Capital Management LLC775,986$9.0m0.1%
LPL Financial LLC595,638$6.9m0.0%
Arete Wealth Advisors, LLC440,153$5.1m0.3%
BANK OF AMERICA CORP /DE/331,846$3.9m0.0%
WELLS FARGO & COMPANY/MN292,223$3.4m0.0%
Yakira Capital Management, Inc.232,717$2.7m0.8%
Everstar Asset Management, LLC213,685$2.5m1.2%
ROYAL BANK OF CANADA199,892$2.3m0.0%
ENVESTNET ASSET MANAGEMENT INC177,189$2.1m0.0%
RAYMOND JAMES FINANCIAL INC169,706$2.0m0.0%
PRINCIPAL SECURITIES, INC.168,674$2.0m0.0%
Baird Financial Group, Inc.118,791$1.4m0.0%
Tennessee Valley Asset Management Partners114,169$1.3m0.1%
Marks Group Wealth Management, Inc107,869$1.3m0.1%
OSAIC HOLDINGS, INC.99,572$1.2m0.0%
NATIONS FINANCIAL GROUP INC, /IA/ /ADV85,337$995,0370.0%
Advisory Solutions Group, LLC84,470$984,9200.3%
NOMURA HOLDINGS INC83,864$977,8540.0%
Advisor OS, LLC71,289$831,2300.1%
Opal Wealth Advisors, LLC68,882$803,1650.2%
Creative Planning68,138$794,4890.0%
Allworth Financial LP66,047$770,1090.0%
STIFEL FINANCIAL CORP56,867$663,0710.0%

Every holder, line by line, and the full history since 2013: yf.Client().holders("RIV"). RIV price history · All 13F data

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