| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,231,561 | $9.7m | 0.5% |
| WELLS FARGO & COMPANY/MN | 369,413 | $2.9m | 0.0% |
| MORGAN STANLEY | 300,091 | $2.4m | 0.0% |
| 1607 Capital Partners, LLC | 297,028 | $2.3m | 0.2% |
| GUGGENHEIM CAPITAL LLC | 279,800 | $2.2m | 0.0% |
| Hennion & Walsh Asset Management, Inc. | 275,915 | $2.2m | 0.1% |
| Invesco Ltd. | 261,002 | $2.1m | 0.0% |
| ROBINSON CAPITAL MANAGEMENT, LLC | 227,014 | $1.8m | 0.8% |
| WHITEBOX ADVISORS LLC | 204,801 | $1.6m | 0.0% |
| COMMONWEALTH EQUITY SERVICES, LLC | 192,062 | $1.5m | 0.0% |
| Cetera Investment Advisers | 191,371 | $1.5m | 0.0% |
| RAYMOND JAMES FINANCIAL INC | 183,045 | $1.4m | 0.0% |
| Carson Advisory Inc. | 165,297 | $1.3m | 0.6% |
| OSAIC HOLDINGS, INC. | 161,715 | $1.3m | 0.0% |
| Pathstone Holdings, LLC | 157,478 | $1.2m | 0.0% |
| Allspring Global Investments Holdings, LLC | 152,313 | $1.2m | 0.0% |
| SIT INVESTMENT ASSOCIATES INC | 110,494 | $870,000 | 0.0% |
| Ariadne Wealth Management, LP | 100,869 | $793,839 | 0.4% |
| LPL Financial LLC | 97,699 | $768,890 | 0.0% |
| Whipplewood Advisors, LLC | 91,425 | $719,515 | 0.5% |
| Cambridge Investment Research Advisors, Inc. | 87,692 | $690,000 | 0.0% |
| UBS Group AG | 82,174 | $646,709 | 0.0% |
| WHITTIER TRUST CO OF NEVADA INC | 79,576 | $619,897 | 0.0% |
| ROYAL BANK OF CANADA | 71,904 | $566,000 | 0.0% |
| Rock Point Advisors, LLC | 64,425 | $507,025 | 0.1% |